Part I - Convergences of
subjectivity and totality
Chapter 1: Simple and complex totalities of interiority
‘The
splitting of a single whole and the cognition of its contradictory parts ... is
the essence of dialectics’[5]
Simple totalities refer to
forms of thought about wholes that allow no room for non-identity within them,
and the content of which is neither divided nor opposed to itself. Thus this
content forms a sovereign identity based upon a singular level of determination
of the whole. Given that such totalities are based on identity and closure they
are open to the power of negation. This fiction that is termed simple totality
will be adopted and held onto whilst its problematic and function as an
ideological signification is developed. Very few elements of social life can be
said to exist as simple totalities, but such forms of thought do exist and are
operative. They have been and continue to be forms of social consciousness that
are produced by the attempt to understand the complexity of human life.
Simple totality is sovereign
exteriority, reflection without the reflexive awareness of the cognisant and
lacking in any pre-established inner dynamic of demarcation and development. It
is exterior because interiority would require a double perspective, and hence a
division within the total form. It is thus something of a fiction, but a real
operative fiction. This is because simple totalities always break down, whether
externally or internally; they are their own passage onto something else.
Simple totality is in fact impossible, because it insists on suggesting
something else. Here the critique of simple totality is similar to Lyotard’s
analysis of de-legitimation in speculative discourses of legitimation. Its
breakdown is inherent in the interiority of its self legitimating language
game: it is ‘an internal erosion of the legitimacy principle of knowledge”[6].
For Lyotard this creates a crisis in philosophical knowledge as well as the
demarcation of all sciences, but it is one that complex theories of totality
have attempted to avoid.
In the ‘war on totality’, the
common postmodern anti- totalistic reduction of different totalities to their
basis in one and the same set of epistemological limitations shows simple
totality to be more than an abstract ideational form, but one of the outcomes
of the practices of critique. It also forces us to ask if there is something that all categories of
totality involve and are reducible to.
Can they in fact all be reducible to simple totalities – to their
caricature in post-modern criticisms? Do they share fundamental affinities? Can
difference in itself be thought of in terms of totality? Can it be open or does
it require boundaries? Anti-totality in thought that has with the period of
post-modernity become generalised in social consciousness has tended to pass
over important variations in the different manifestations of the category of
totality.
It shall be argued that
although dialectical systems attempt to reject a form of simple totality, such
a totality is a necessary moment in their passage to complexity. Similarly many
self-styled movements and methods of ‘critique’ in philosophy, sociology and
Marxism, all in some way or other attempt a deconstruction of the commonsense
of the-way-things-are. Hence whilst many of the theories of totality or that
use totality that are investigated here display a deep ontological connection
between the notion of totality and being, many of them are also intrinsically
linked to fundamental processes of separation. The desire for totality, whether
manifest as a sovereign political community or as a coherent philosophy of
subjectivity, is necessarily dependant upon the existence of division. It is
our somewhat counter-intuitive claim that totalities can only be thought
through the division of their content. Our working definition of totality is
any attempt to consider a whole in its capacity as a whole. Totality refers to
the form, composition and demarcation of an interior. One major claim here is that
any attempt at bridging subjectivity with totality, that is all forms of the
dialectic, depend upon the positing
of a simple form of the object, from which the more complex constituent
elements can emerge to form a more complex whole. It is the starting point of
the dialectic and how it relates to the totality of its own process that will
be examined here.
The desire for totality
within thought can be understood as a compulsion towards the necessity of
representing all of the determinations of the content as a whole. In the
idealist dialectics of Hegel this necessity is manifest in the requirement that
substance be understood as subject, that is as a dynamic self-positing force
whereby the totality is grounded in its inner process of becoming. The first
two paragraphs of Hegel’s Phenomenology
of Spirit deal with sense-certainty. Sense certainty is a type of immediate
knowledge where the object presents itself to the knower as if it were in
apparent entirety; nothing is altered in recognising it. Though it appears as the richest kind of
knowledge, this approach lacks concepts and only senses being and is thus for
Hegel the most impoverished knowledge lacking any reflexivity in the thought
process. We are only certain of something being there, an Is.[7]
It could be said that this external relation of the objects of consciousness to
the knowing subject is defeated by scale. But its defeat turns it inward and
produces consciousness as a form of reflection. The immediate knowledge of the
richness of being in this sense also produces the need for concepts because it
knows no determinateness within the content. In this experience of
sense-certainty, consciousness cannot find its essence in either the ‘object’ or
the ‘I’.[8]
Fichte and Subjectivity: totality and its ground
In Fichte’s idealism the totality
of the absolute self is generated through the relation of one to itself. This
is the beginning and end of idealist philosophy[9]
and is given one of the most developed expressions in Fichte’s absolute
certainty of the ego. The totality is the opening of division in the one as it
relates to its own knowledge of itself. In Fichte’s system it is through this
struggle of its relation to itself that the one posits the other, and its unity
is the positive outcome of this negative moment of the one distancing itself.
Through the simple affirmation of the Identity of the I, a primordial form of
self- awareness is presupposed which is the simple basis from which Fichte
develops a subjectivist conception of totality as absolute self- consciousness.
In so far as Fichte’s
philosophy develops from the certainty of the ‘I’, it is consciousness within
identity that creates difference: the sameness of identity is the source of
non-identity as I am conscious of something that is mine but not me. The other
appears as non-self, but the I must deny this non-self any objectivity outside
of the positing self- consciousness.[10]
Thus the other is conceived of as a check or limit upon the self. Fichte’s
dialectical thought attempts to develop the categories of otherness and
negativity directly into the precepts of identity. By making absolute the
identity of the self consciousness of the I, Fichte’s philosophy is viewed by
Hegel as having completed the Kantian system, and given it a much more thorough
exposition in its deduction of the categories.
[11]
But what is special about
Fichte is not so much his Kantian positing of the absolute ego, but more the
conditions that give that the primary place it has in his philosophy. Fichte
wants an immanent and speculative development to his philosophy in which all
attributes can be deduced from its foundations. He thus asks philosophically,
what is it that we can be absolutely certain of?
“Our task is to
discover the primordial, absolutely unconditioned first principle of all human
knowledge. This can be neither proved nor defined, if it is to be an absolutely
primary principle.”[12]
He investigates whether a
simple identity A=A could be the foundation of the system. It seems to be
evidently true, but in fact we cannot be certain of this formulation; it is
actually conditioned. This identity (simple totality) cannot serve as the starting point even though it does actually serve as the entry point
into the system. Hence the unconditioned must be arrived at through destroying
an apparent but fictional fundamental - although it is known that A=A, this
must be given up to that which must necessarily precede it. Fichte concludes
that the most fundamental thing we can be certain of is the self awareness of
the ego presented in the form of I=I, which is essentially the same form of
certainty that allowed Descartes to formulate ‘cogito ergo sum’ some years
before.[13]
Fichte is at pains to state
that this Ego is not the individual, but rather the absolute Ego. This concerns
the act that exists as the basis. What is crucial for Fichte is that all else
must be deducible from the certainty of this starting point, from the act that
is the basis of all consciousness. This act is the awareness of thinking: the I
is not a thing but an activity, and awareness of it is consciousness of self. This
shows the crucial connection between subjectivity and a speculative science of
knowing of the totality where the latter is based within the immanent power of
subjectivity itself.[14]
Fichte elevates the ego and the pure self of consciousness to the absolute
principle of the consciousness of totality. The result of this is that the
dualism between self and external world is only overcome by reducing the latter
to an Entausserung (alienation) of the I.
For Fichte the essence of his
version of critical philosophy and the possibility of a science of knowledge
consists in the view “that an absolute self is postulated as wholly
unconditioned and incapable of determination by any higher thing.” Hence the
infinity of the absolute, what in fact should have been proven, is presupposed,
and the finite is seen as issuing forth out of this infinitude, yet anything
that does arise out of the ego must be expunged from the development of the
science. Here Fichte makes a move against the rationalist philosophy of Spinoza
that also anticipates, as will be seen, Hegel’s critique:
“Any philosophy
is…dogmatic, when it equates or opposes anything to the self as such; and this
it does in appealing to the supposedly higher concept of the thing (ens), which is thus quite arbitrarily
set up as the absolutely highest conception. In the critical system a thing is
what I posited in the self; in the dogmatic, it is that wherein the self is
itself posited: critical philosophy is thus immanent, since it posits
everything in the self; dogmatism is transcendent, since it goes on beyond the
self. So far as dogmatism can be consistent, Spinozism is its most logical
outcome…”[15]
Hegel saw himself as
perfecting this speculative method of the critical system. He does so through
further deconstruction of the starting point and is at pains to show that the
absolute ego is not capable of performing the task of the beginning of a
properly idealist system. This is demonstrated by the problem of the Anstoss (stimulus) in Fichte.[16]
In Hegel’s view the problem arises when Fichte posits a non-ego outside of the
ego. Even though this is an empty noumenon and is only invoked by the activity
of the ego, it is still a point of reference that does not emerge dialectically
out of the ego’s self development, but rather is awkwardly placed there as
something invoked by the ego’s own generated sense of limit. Fichte tries to
show that this is not really something outside of the ego, but the whole
insistence on self-positing upholds the negativity of the non-ego. Hegel does
not accept Fichte’s dialectics here and sees his chosen starting point in the
subjective as limiting the exposition to a continuous reciprocal relation
between ego and non-ego that does not really develop any further.
All the same, Fichte won
praise from Hegel for distinguishing speculative philosophy from practical
philosophy although Fichte endeavoured to give popular expression to his ideas,[17]
and in his later work, the System of
Ethics attempted to ‘present philosophy as a whole’ and unite theoretical
and practical philosophy.[18]
Hegel’s critique of Fichte’s subjectivism provides evidence for the treatment
of Hegel as both an objective and subjective idealist. Fichte is most concerned
with developing a system of knowledge from which all possible acts of thought
can be derived from the form that thought assumes, i.e. the ego.[19]
The subjectivity of thought can be intimately linked with the political
community in which men enter into a community of mind. One important aspect of
this lies in that although the ego is the fundamental principle of the system,
there is a powerful anti-individualism at the basis of Fichte’s conception. The
ego has a singular and individual manifestation but it is not individuality and
belongs to the absolute and infinite. The political import of this philosophy
is that it attempts to provide a scientific rationale for the German state
wherein intelligence and will are united.
Of course the simple point of
departure in idealism has been criticised at length. But within it can be found
an inextricable connection between totality and subjectivity that shapes a
whole era of German metaphysical thought and relates fundamentally to the
nature of the modern. One of the questions raised by this tradition is whether the
dialectic of negativity only work within a initially posited sameness or
identity or whether it is capable of generating reflection on complexities
shaped by multiple causality.
Hegel and thorough negativity
“We must
represent objects as they are – in our belief – without our cooperation; our
representation must be determined by their being.”[20]
Although Lukács
would later counterpoise Fichte’s idealism to Hegel’s ‘realism’, Hegel
consistently makes exactly the demands of the speculative point of departure as
Fichte does. For example:
“the principle
ought also to be the beginning, and what is the first for thought ought also to
be the first in the process of thinking. ... all that is needed to ensure that
the beginning remains immanent in its scientific development is to consider, or
rather, ridding oneself of all other reflections and opinions whatever, simply
to take up, what is there before us.”[21]
This means that for Hegel,
the starting point can not be anything concrete but rather ‘unfilled immediacy’
or ‘empty being’, or ‘pure being.’[22]
“This Notion,
which is immediately actuality, and this actuality which is immediately its
Notion, and that indeed in such a way that there neither is a third thought
above this unity, nor is it an immediate unity which does not possess
difference, separation within it, is the ego; it is the self-distinction of
opposites within itself.”[23]
However whilst Hegel strongly
criticises what is a subjective starting point to Fichte’s auto-genetic and
speculative thought totality, and its precepts in the Cartesian certainty of
the ego, does he not fundamentally share this same insistence on the
development of the notion out of itself that is found in Fichte, and is the
basis of his criticisms of Spinoza and Kant?[24]
There are however, fundamental
differences between these two philosophies of the absolute that cannot be
passed over in silence. Fundamentally these lie in two different orders to
consciousness advanced by Hegel, which can be divided into subjective and
objective dialectic. It is only in the
Phenomenology of Spirit that this speculative movement can be seen to
advance along the lines of self-consciousness. In contrast, the works on logic
have as their basis/ their own ground the realised form of consciousness as
absolute knowing in the form of the notion. In the notion knowing itself as
notion it takes for granted the passage from self-consciousness to philosophy.
This certainty however turns back into itself in the form of the unknown and
yet-to-be-determined adequate or appropriate to the indeterminacy of the
beginning. Whereas Fichte makes self into the absolute i.e. he sees the spirit
just in terms of ego as self positing, it requires an absolute idea of God as
all subjectivity being god like (how similar is this to Spinoza’s ‘God or
nature.’)[25] Hegel on
the other hand demands the incorporation of the outside stimulus (that serves
in Fichte in the same way as the noumenon served Kant)[26]
into the overall movement in which nothing exists solely in separation.
Hegel and the intimate relation between totality and
subjectivity
"The living substance is being
which is in truth subject, or, what is the same, is in truth actual only in so
far as it is the movement of positing itself, or is the mediation of its self
othering with itself. This substance is, as subject, pure, simple negativity,
and is for this very reason the bifurcation of the simple; it is the doubling
which sets up opposition and then again the negation of this indifferent
diversity and its antithesis (the immediate simplicity). Only this self-
restoring sameness or this reflection in otherness within itself - not an
original or immediate unity or such - is the true. It is the process of its own
becoming, the circle that presupposes its end as its goal. Having its end also
as its beginning; and only by being worked out to its end is it actual."[27]
One cannot overestimate the
importance of the category of totality in Hegel’s philosophy, both as a
normative orientation and a logical necessity.[28]
It is important to his treatment of other philosophers too. This is exhibited
well in the elaboration of the difference between Fichte’s and Schelling’s
philosophy wherein, considered as the nullification of the finite, ‘speculation
acknowledges as the reality of cognition only the being of cognition in the
totality.’[29] In Fichte,
as will been seen in a different way in the work of Bataille, where the
totality of being is the object of desire, the I strives to be the whole I
in the same way that rational individuals strive towards the community of man.
In Hegel the striving is rather the object of necessity of what is a kind of
intrinsic longing within thought to thoroughly ground itself in its own process
and notion. In historical terms what informs this outlook is the romantic
reaction to and experience of the enlightenment as a void and the return to
ancient and classical dialectics to recover a philosophical system from which
could be derived a philosophy of right. The sense of loss and lack that drove
the desire for a unified and self-subsisting philosophical approach led to the
negative drive to more determinate synthesis. This can be explicated in a
number of ways: as the crisis felt by the separation of thought and being and
as the experience of nothingness in the midst of being; as the disharmony of
civil society and its separation from the state. However the most potent
separation in Hegel’s thought of the totality is the separation in spirit
itself, which in its passage to absolute knowing, divides itself from its own
object and becomes comprehensive by positing its inner moments of antithetical
separation and return. The principle of Aufhebung
reflects the principle of the process of the concretion of unity through this
process of division. Hegel thus introduces into Spirit a temporal dimension in
the passage to absolute knowing in the Phenomenology[30]
and a historical process of realisation in the modern German state where the
universality of thought allows for a harmonisation with its objective world in
the spiritual kingdom of the universal state.[31]
Hence Hegel’s formulation of the idealist totality as absolute knowing represents
one of the most systematic attempts to subsume rather than consume difference
within a synthetic whole.
Hegel’s unitary system of
idealist philosophy falls under the category of complex simple totality too,
although at first glance it might seem strange to place it here. In Hegel,
negativity is constitutive yet this negativity operates continuously within an
overall context of synthetic unity. This is not a type of unity that dissolves
any distinction between parts for they are retained in their separation as an
antagonistic unity.[32]
“The true is the
whole. But the whole is only the essence/ entity perfecting itself through its
development.”[33]
And yet reading Hegel is a
constant reminder of the profound complicity that the totality has with
subjectivity known as spirit. Totalisation is far from being a methodological
device; it is also the presentation of the object in the manner of the object.
For instance the passages from the Phenomenology where spirit is:
‘This absolute
substance which is the unity of the different independent self-consciousnesses
which in their opposition enjoy perfect freedom and independence: the ‘I that
is we and the We that is I.”[34]
Hegel is concerned with the
resurrection or reconstitution of totality. In some places this results in the
ethical life, in other cases it is the absolute idea. But in every case it is
the internal expression of a particular in the spirit of substance that gives
it its truth. And in each case whether expressed in logic or in the political
state there is a dynamic longing for the reconciliation of separation. In the
earliest of the Jena works this is most explicitly treated by using a model of
totality as the existence of this necessity that all must be seen in its
inter-correlation with the absolute.[35]
For Hegel the beginning, process and result of the self-positing idea are all
integral moments of the truth of spirit or reason. The clearest and simplest example
of the preservation of separated entities in their unity is his relation of
civil society and the state in the form of ethical life. The strength of his
idea of the state is that he that philosophises along with Hegel by arriving at
the state as a result, develops through his speculative journey an immanent and
interior justification of the state. That is to say equally that the actual
holds its precedent within itself: “the real is rational and the rational is
real.”[36]
The progressive realisation of the absolute to totality – that is to say to the
point where all of its determinations of content and form are represented and
indeed presented in their actual movement – is to give a sovereignty to the now
which as soon as it has been posited
must call forth a reflexive determination that destroys the sovereign moment.
It is not hard to see how the philosophy of change par excellence counters itself and becomes counterfeit to a largely
conservative impulse to resolution. It is the end of history, but as history is
negativity, the end of history is the negation of negativity.
In Hegel the state is the
reconciliation of the disharmony within civil society. It has its basis in the
family and the individual of civil society, but stands outside of particular conflicts
and thus embodies the principle of universality; it is the concrete form of the
ethical life. Hegel’s conception of the state is its internal justification and
this is important to not fully identify the ‘march of God in the world’[37]
with the transcendental absolutism of the natural law tradition. This is no
theistic God but rather one that exists in and through the universal and
particular actions of men. Hegel is making an “ontological defence of the
integrity of the state”, a claim that will be rejected by Marx.[38]
Totality as mediation
Both the existentialist
interpretation of Hegel from Kojève to Sartre and the Frankfurt school
understand the use of totality in Hegel as a mediation of the overall movement.
However there are important differences, some of which are well noted. Adorno
says Hegel uses totality as mediation; it is almost a get out clause.[39]
For Adorno Hegel is principally a thinker of non-identity; he draws a
distinction between Hegel and the rationalists’ ‘clarity’ whose clear thinking
would curtail and limit objects by pre-determined schemas.[40]
Hegel in contrast does not divorce thought from the thing; subjectivity of
spirit is re- centred as the thing in itself, as the outward totalising
movement that has interiorised the contents of the world. But for Adorno to
maintain the primacy of non-identity, substance must be non-identical with
itself. Hegel’s dialectic cannot finally resolve itself. Hence in Adorno’s view
the presentation must become increasingly unclear as it struggles with its own
impossibility. This I contend is its struggle to be identical with itself, a
harmony between thought and what is. Adorno not fully right; the motor of the
process is negation and non-identity but the real labour goes into the
reconciliation – the cementing of a more concrete determination out of the
relation of becoming. Adorno seems at times almost wanting to save Hegel from
himself by giving him back the negative as the failure of the system to reach
its gnoseological summit and avoid obscurantism. The conservative Hegel is born
in the young romantic Hegel of the struggle with the other. The goal is
identity and a recovery of a lost unity that is a renewed sovereign partnership
between part and whole – reconciliation with the now.
It is in this concept of mind
as that which is only through its own free causality and through its endless
return into itself out of the natural immediacy of its existence, that there
lies the possibility of a clash between its potential and its actuality.[41]
Herein lies the possibility of the alienation of personality and its substantive being, whether this alienation
occurs unconsciously or intentionally. It is this figure of the unhappy consciousness that heavily
influenced the French subjectivist, historical and phenomenological reading of
Hegel, a matter often attributed to the influence of Kojève.[42]
This incessant play of the
not yet and the surpassed, of the inherent movement of things and non-fixity of
essence nor boundaries, is the very body of the Hegelian dialectic and as such
for all its dynamism it does exhibit a certain consistency of approach. Adorno
seeks to push Hegelian thought to the point of the dissolution of the
fundamental identity of the dialectic with its own coming to be, to the point
where reason undermines reason.[43]
The crux of the problem of the Hegelian dialectic is that it requires that the
absolute be a result. This result must be a result of its own process and thus
it must be somehow present within the beginning. Furthermore because it is a result
of itself, it is in a sense reducible to any moment of its becoming. Because
nothing can be external to the self- positing idea, all that it can become is
that which it gives over to itself in its autopoietic development. In other
words, it must become an accomplished representation of that which it is
already. The point of departure determines the point of arrival although it
advertised itself as a purely indeterminate starting point. The starting point
is not identical with the result, but it must come to be through the same
formal process of movement through non-identity.
Sartre’s
formulation of ‘partial totalities’ seems at first nonsensical but originate
out of another pertinent difficulty within Hegel’s thought:
“Within a
totality (whether completed or developing), each partial totality, as a
determination of the whole, contains the whole as its fundamental meaning and,
consequently, also contains the other partial totalities; the secret of each
part therefore lies in the others.”[44]
This is supposedly an example
of totality with dialectical mediation, with mediation as used by Hegel in the Encyclopaedia Logic.[45]
Sartre is talking about dialectical reason in generalities as the type of
reason appropriate to understanding totalities. His point is that dialectic is
not there to affirm the existence of organic bodies nor organised wholes.
Rather the dialectic is appropriate to them only if they exist. The business of
the dialectic is in the matter of wholes and their relations to their parts,
but it is not something that the dialectic can verify as their being. Despite
this however, Sartre’s formulation of a ‘partial totality’ is a necessary
result of the view of history as a totalisation. Here the critique of Hegel is
that the latter can see himself, as at the end of an effected historical
totalisation, whereas in Sartre’s action orientated and practice centred view, there can never be a complete totality.[46]
Sartre’s notion of historical totalisation is described as growth of human
understanding and action in history or as
creation of the other as an objective, inorganic whole.[47]
Crucially then, this totalisation
goes on without a totaliser and it is a non total totalisation. In opposing the
simple unmediated totality, and arguing that concepts ought to be built up out
of new experience and continuously reinvented, existing Marxism is condemned
for taking the concepts as ready made; universalising a particular and
dissolving real man ‘in a bath of sulphuric acid.’
In the analysis presented
here, there is no claim of a series of immovable stages in history where at a
given point a concrete totality can be delineated (because the movement, the
process itself is more than any one of its moments). Although a certain idea of
totality can be used to make benchmarks in these progressions, the force of the
negative implies that any construed totality is built up in order to be torn down. In this sense Adorno is right to see the
totality in Hegel as mediation, rather than an inter-aggregation. But at some
points Hegel does exactly that and places several totalities together, as at
the end of the objective logic in the Science
of Logic[48] where Hegel
demonstrates that the Notion is the realised truth of being and essence.[49]
This gets closer to what might be called ontological fields[50]
although they are still marked by teleological
temporality, and by the dissolution in the order of subsumption. Indeed, it is
here, in the passage from absolute substance to the Notion, from objective
logic to subjective logic, and from the illusions of being into the idea, that
Hegel draws upon Spinoza. In this passage, the movement is from ‘necessity to
freedom’, where the notion is the very identity of actuality passing over to
finding its own substantiality in the independent substantiality of another.
This is actually the liberation of the I, which when extended to totality ‘is
free Spirit; as feeling, it is love; and as enjoyment, it is Blessedness’[51]
it is free in its dependency, it is cause of itself whilst being its own
creation in this other actuality. What was mediation has become an embodiment.
By the power of subjectivity, the abstract dimensions of the totality have
become concretised.
Hegel’s thought is an
objective idealism as much as it is a subjective idealism.[52]
Hegel’s method is an immersion into the thing, the inner life of the content.
The complexity lies in that this content (truth) must be thought of as
self-positing, as substance but equally as subject. Philosophers like Kojève who
emphasised the subjectivist side only understood this as a method of the
disinterestedness of science[53]
in that the thinker should not add anything to the object that it gives
expression, but rather act as its midwife. But for Hegel, totality must be a
result, or as Althusser describes it: a totalisation at which he places himself
at the end. Thus the result cannot be one sided and must become substantial
through its active process.
“In
general…substance is in itself or implicitly Subject, all content is its own
reflection into itself. The subsistence or substance of anything that exists is
its self-identity; for a failure of self-identity would be its dissolution.
Self identity, however, is pure-abstraction; but this is thinking.”[54]
As will be seen,
in Althusser’s early Hegelian years he insisted upon this point that the
movement of spirit is equally substance. This insistence was to form the later
basis of the critique of Hegel’s form of the dialectic. For all the insistence
on Hegel as a thinker of thorough negativity, there is a fundamental and
positive identity at the heart of his ontologics of the homeliness of the
dialectic.
“…The task of
modern German philosophy is, however summed up in taking as its object the
unity of thought and being, which is the fundamental idea of philosophy generally…”
[55]
The confrontation with
Kantian and Fichtean philosophy is on the basis of its subjective and finite
categories, which according to Hegel separate from the infinitude of the
absolute. And yet when he turns to Spinoza - who uses the ontological proof of
God as that whose nature can not be conceived of without it existing, which
Hegel says ‘merely’ results in the knowledge that God ‘is that of which the
notion and being are inseparable’[56]
– he finds that Spinoza can not give any truth to the finite and that substance
is characterless in its differentiations. In the Encyclopaedia Logic this point is made in connection with the
‘one-sidedness’ of Cartesian thought that takes facts of consciousness, such as
what thinks exists, as maxims of the intellect. There is no doubt that for
Hegel immediate thought, as represented by Descartes’ maxim, has a content that
is true and philosophical. He wants to show however that this immediate
knowledge is in fact mediated.
“This immediate knowledge, consists in knowing that the
Infinite, the Eternal, the God which is in our Idea, really is: or, it asserts
that in our consciousness there is immediately and inseparably bound up with
this idea the certainty of its actual being.”
In the pages of the Encyclopaedia Logic where Hegel is
concerned with the passage from the subjective idea to being, what he attempts
to demonstrate is that the simple maxims which declare ‘a primary and
self-evident interconnection…between our idea and being’ though correct, do not
have an inner reflexive understanding of themselves. The presence of two
distinct terms that have their truth in the other is not seen in this immediate
unity. For Hegel this proves that even simple intuition (which he identifies
with simple thought[57])
involves mediation.[58]
A lot hangs on Hegel’s criticisms of intuitive knowledge. Its role in the
speculative elaboration is to finally reduce it to a form of finite knowledge.[59]
And yet it occupies a necessary position in the double role of Hegel’s
philosophy, its representational commentary on its own meaning. The ironic
difficulty of this position is that it is a one-sidedness that he himself
cannot do without as a springboard to the infinite. So he is forced to posit
this immediacy and at the same time render it incomprehensible.[60]
This moment of immediacy and
the given-ness of the absolute is one of the essential ingredients in the
construal of complex totality (complex by the introduction of the diachronic)
out of simple totality where Spinoza’s absolute of infinite attributes is a
single and sovereign self-evident and univocal entity. Marx uses this method of
the dialectic in critiquing the one- sidedness of other positions amply. It
could be called a trick of the light, because as if in a flash the opposing
position is integrated and surpassed into a fuller totality that the proficient
dialectician can supposedly divine.
It is clear from the Phenomenology, that in the development
of self- consciousness from intuition to the absolute, moments of fusion are
equally moments of internal change. The movement of the spirit, as the
autopoietic generation of internal divisions and conflict that pass through a
hierarchy of self-knowing, is formed fundamentally by contradictions in the
understanding. The idealism consists in believing, because of the
identification of mind with the essence of spirit, that the concretions of the
synthetic intellect are one and the same process as the instantiation of
ethical life. This progressive totalisation which had its origin in freedom
through an absolute process of becoming comes fundamentally into conflict with
its own project (its own subjectivity) when the becoming turns into the become
and in so doing denies its infinitude, and where freedom becomes the un-freedom
of law where finite beings surrender themselves to their particular role in the
totality of social and political life. The more embodied the totality becomes,
through its own necessary demands on itself, the more it finalises the dynamism
of its external historical horizons beckons anti-totality.
Arguably, those dialectical
traditions that have drawn heavily on Hegel have not done so because they
shared the same desire to present such a result. What they have drawn on is not
the veracity of the absolute idea but the process of inner legitimation of the
absolute inherent in its approach. As can be seen by the excited reception of
subjectivist, humanist and existentialist reading of Hegel in interwar France
the powerful themes of the unhappy consciousness, and the overall conception of
reality as struggle between opposing forces left its audience intoxicated and
blinded them to the necessarily conservative implications of the result willed.
It took another generation to see that in fact the result willed, synthetic and
uncomplicated identification of the I in the universal and the universal in the
I itself informed the process and the essence of the speculative method. This
of course had a precedent in Kojève’s existentialist Hegel - in for instance
the discourse surrounding his lecture at the College of Sociology in the 30’s,
where the eschatological role that Napoleon played for Hegel is substituted by
the modern equivalents of Stalin and Hitler - but the identity between totality
and totalitarianism was still an avant-garde anticipation that was to become in
the 60’s a far more established point of view.[61]
At any rate if, for a later generation, the task of renewing an
anti-totalitarian philosophical project was still to be carried out by negative
dialectics and its anti-totality was to emerge only within the discourse of
totality, it would take still one generation further - landing us in the
present - for the formulation to emerge that ‘somehow’ both Lukács (with his
commitment to truth as totality) and Adorno (with his ‘the whole is the
untrue’) were actually both saying the same thing. But to see how this position
can emerge, (the argument belongs to Negri) our exposition needs to first take
a detour through Spinoza and Althusser.[62]
If the dialectic were a man its two feet would be placed one in the past the
other in the future; the weight of its body would sit in the present.
Spinoza on totality
In the treatise on the Improvement of the Understanding that
anticipates some of the themes of Fichte’s practical philosophy, Spinoza deals
with primary truths and asserts that clear and distinct ideas imply the existence of things. If a
thing can be rightly conceived it exists as ideas are real. This is part of the
method. His rationalist standard of truth requires, ‘a being single and infinite;
in other words, it is the sum total of being, beyond which there is no being
found.’[63]
This is a monist conception of being that believes in the indivisibility of the
absolute and the infinity of its attributes.
“The object aimed
at is the acquisition of clear and distinct ideas, such as are produced by the
pure intellect, and not be chance physical motions [such as memory or the
imagination – EE]. In order that all ideas may be reduced to unity, we shall
endeavour so to associate and arrange them that our mind may, as far as
possible, reflected subjectively the reality of nature, both as a whole and as
parts.”[64]
For Spinoza this process
involves conceiving of things under their essence and their cause and thus
outlines a rationalism of objects that by no means privileges extension, one of
the errors that he sees as resulting from the confusion of imagination with
understanding.[65] Things that
are self-existent must be understood through their essence only, as they are
self-caused, whilst things that have their cause (of existence) in another must
be understood through this other. In this aetiological orientation, Spinoza
wards that ’we shall be extremely careful not to confound that which is only in
the understanding with that which is in the thing itself.”[66]
This results in an insistence on a kind of differential treatment within
thought. Particular things cannot be understood by universal axioms or
abstractions, rather the discovery must ‘form thoughts from some given
definition’, which has certain conditions. The definition is about the
innermost essence of the thing taken singularly, in separation from other
things, its nature must be given in and through its own nature so much that its
existence cannot be questioned[67]
and also, though not strictly necessary, all of its properties can be deduced
from it. Hence in Spinoza there is a strong appeal to thought that is adequate to
particular things, and singular things, those things that are self- caused.
This idea of causa sui is the key to
the way of thinking about the absolute without imbuing it with an affectivity
sovereign over its parts.
Here the desire for the
totality is opposed to abstractions and generalities in so far as Spinoza
believes that one must look into the knowledge of particular things. Therefore
the method is opposed to a priori
structuring of objects, although there seem to be definite rules of treating
particular objects that Spinoza regards as crucial. In the elaboration of the
totality, nothing from outside must enter into the view of the object under
study. However far from this being a method of scientific detachment, it is
rather an immersion into the particular through the sense of infinity of the
absolute. This process is the
opposite of representation,[68]
and is a form of expression in which, to quote Deleuze, “…it is now the object
that expresses itself, the thing itself that explicates itself.”[69]
Clearly there are parallels here with speculative idealism. The understanding
involves certainty: “it knows that a thing exists in reality as it is reflected
subjectively,”[70] it
perceives things under a certain form of eternity, not number or duration.
Ideas like objects must follow from their own nature, so the ideas that we form
must arise solely out of the power of thought. As Spinoza goes on to say in the
Treatise on the Understanding, this
is not a method suited to particular finite things but rather the series of
eternal and fixed things. We cannot possibly follow the series of the multitude
of mutable things, quantitatively they surpass our capacity to know them, and
qualitatively, their existence is not connected with their essence i.e. they
are so dependent upon fixed and immutable things that they cannot be conceived
of without them. This insistence on viewing things that are the cause of
themselves is an attempt to find the grounds in knowledge of an immanent
conception of being wherein the particular gives itself expression. Indeed,
much of it is written in polemical opposition to false and doubtful ideas
and to irrational theological strictures, external and transcendental, on the
understanding. In the words of Negri, this specific orientation in the
understanding, allows us ‘to approach being from all sides.’[71]
This is quite a different consideration of Spinoza from that which would
strongly inform the preceding generation. One obvious marker is the treatment
of Spinoza by Kojève. Kojève says that to be a Spinozist
is to be quite simply mad. The system is absurd, even though the idea of the
system, i.e. absolute knowledge is not. Kojève argues that Spinoza’s
version of absolute knowledge is a closed circle, that ultimately leads to a
silence in what it can say about man. Although Kojève claims that Spinoza and Hegel are in fact philosophically
quite similar – they both hold that the concept relates only to itself - he
distinguishes the two over the question of the eternal and time. In the context
of the 1960’s revival of Hegel within radical thought, it was this expressive
notion of being opposed to representation that led many philosophers to begin
to draw on this pre-enlightenment thought.
Spinoza viewed by Hegel
“The great vision of substance in Spinoza is
only a potential liberation from finite exclusiveness and egotism: but the
notion itself realizes for its own both the power of necessity and actual
freedom.”[72]
Being and essence ‘lose
themselves in the unity of the notion.’ Spinoza’s philosophy is surpassed when
Hegel develops the doctrine of the notion. That is to say in the books of the
logic, which are beyond the development of self-consciousness in the
Phenomenology and seek to develop the science solely in terms of that concept
from the ground where the spirit knows itself as notion,[73]
Spinoza must be left behind when Hegel makes the concept itself a self
identical totality in the form of the notion where ‘the notion is the principle
of freedom, the power of substance realised. It is a systematic whole, in which
each of its constituent functions is the very total which the notion is, and is
put as indissolubly one with it.[74]
From what has been said so
far it is not surprising that Hegel sees Spinozism as ‘defective’ because
reflection in it remains a form of external thinking in that it does not take
its beginnings from the absolute – it takes determination as given – absolute
substance is assumed not derived.[75]
For Hegel, it is a necessary development in the becoming of the notion of
absolute to find itself in substance, especially ‘one substance, one
indivisible totality’, because all determinateness is contained with in it,
although as been shown, Spinoza does not develop the notion out of this.
Spinoza has no cognition of the self-negating negation.[76]
Hegel’s criticism of Spinoza amounts to that he does not treat the absolute
speculatively, so thought and extension are only really empirical definitions
of attributes of the absolute and he can not show how ‘infinite plurality
reduces itself to opposition’. ‘Outside’ of the absolute, and thus in fact
imposing upon the absolute a determination, ‘the order of things is the same as
that of figurative conceptions or thoughts’ thus there are parallel totalities
of things and of conceptions.’[77]
It is here that the reductive
moment in Hegel is exercised directly in the critique of what could be called
Spinoza’s horizontal system. Hegel criticises the dissolution of
determinateness within this indivisible substance. Although Hegel concedes that
in Spinoza this totality of substance is the ‘absolute unity of thought and
being or extension’, he believes that the manner in which this comes to light
in Spinoza fails to recognise the activity of thought in its necessary
historical separation of itself from extension[78]
and thus the recurrent and formative power of its notion. Thus where reflection
is external and not the organic development of itself, Hegel says this results
in substance lacking ‘personality’ which can be taken to mean something like
the memory of its own development through the history of philosophy.
That, for Hegel, Spinoza
presupposes the absolute, as opposed to his view where the absolute must be demonstrated
as its own result is evidenced by the episode in the Encyclopaedia Logic,[79]
where Hegel explains why one can not start with the absolute notion, as it
would have only a nominal power. By beginning with the absolute, following with
the attributes, and then subsequently the two modes of substance; thought and
extension, “the Spinozistic exposition of the absolute is complete…but these
three are only enumerated one after the other” and Spinoza demonstrates no
inner sequence of development.[80]
Because the absolute, according to Hegel, must be a conceptual accomplishment rather
than an assumption, he compares Spinoza’s thought to the oriental philosophy of
emanation with the theme of the ‘distancing and vanishing of the absolute’ that
ends in negativity and night. By beginning with the absolute what follows
implies a decline in depth, a watering down to imperfection, and a lack of
purpose. Seeking perfection, Hegel argues that Leibniz makes good this problem
over Spinoza by preserving the varied multiplicity of the content in its
negativity and not collapsing into the indeterminacy of content. The monad is a
non- passive manifestation of total substance in an integrated, non external
thought which has ‘internal completeness’, although Leibniz’s ‘ratiocinative’
and ‘dogmatic’ reflection still lack the kind of inner coherence Hegel seeks.
This is Hegel’s trademark criticism of philosophy prior to him, including that
of Fichte who in fact inaugurated this insistence on the speculative unity of
the categories. Hegel ceaselessly presses this line of criticism that he applies
equally to Kant. Hegel claims that in these philosophies there is no inner
coherence between the categories, they are definitions, posited without
relation to one another even if some of the postulates are correct and
insightful. Hence the dialectic is systematically introduced first because of
the problem in the presentation of other systems and their failure in the
construal of philosophical conceptions to authentically emerge out of the
inward movement of substance. In Hegel the scientific quality of science is to
correctly present the material in its own inner order of opposition. In
contrast to the Spinozian notion of adequate ideas, Hegel demands of thought that
it must demonstrate the inner movement of appearance, movement, contradiction
and dissolution. Only as such can a sovereign and authentic, inwardly coherent
totality be conceived.
Hegel’s critique of Spinoza further
states that the latter denies any truth to the finite, substance is
characterless in its differentiations and that by assuming the absolute
infinity of God, Spinoza does not look for the origin of thought itself. Indeed Spinoza presents his definitions
without proper justification, without arriving at them. Furthermore, Spinoza
does not demonstrate how extension and thought ‘are evolved from the same
substance, nor does he prove why there can only be two modes of substance; a difficulty
which incidentally Hegel also links to Schelling.[81]
Responses to Hegel on Spinoza
Substance must be infinite
because God is the only substance that can be conceived as existing.[82]
It is that our idea of this totality can be clear, defined and inherent, that
it may include everything and all must obey the same type of determinacy and
force. Hence finite things must be understood under the infinite duration given
by their determinacy in the sequence of substantial cause. For this reason,
Spinoza made causa sui the principle
of his system which was to place the self-positing desire not in the overall
movement of the absolute, but within its manifold manifestations and
differentiations seen as aspect of the same totality. If something is not the
cause of itself, then it is not its own property and in fact belongs to a
different or stronger entity as its effect. The same force of combination
operates at the level of thought and being. As Deleuze explains:
“The object that
agrees with my nature determines me to form a superior totality that includes
us, the object and myself. The object that does not agree with me jeopardizes
my cohesion, and tends to divide me into subsets, which, in the extreme case,
enter into relations that are incompatible with my constitutive relation
(death).[83]
Consciousness is the
awareness of this becoming lesser or greater, where the affections in relation
to other things become relations of convergence and combination or entropy with
other bodies. Hence the fundamental hypothesis of Spinoza’s system in the
inseparability of notion and being allows for the divergence of forms of being
and forms of thought but holds them together in a parallelism wherein the
‘order and connection of ideas is the same as the order and connection of
things.’[84]
The denial of causality
between mind and body and the denial of the primacy of one over the other will
become important to Althusser’s designation of the distinction between real and
thought concretes that he claims to find in Marx. In Deleuze however, what is
brought out of this question of parallelism is that the unknown aspects of the
body reveal the unknown of thought, that is to say that the unpredictability
and infinity of possibilities of action for the body, are paralleled by the
infinite thoughts that go on beyond and beneath ‘consciousness’.[85]
In the same way that the body surpasses our knowledge of it, thought surpasses
our consciousness of it. This radical alterity and invisibility is equally the
conditions of possibility for combination and knowledge.
Spinoza's method
is synthetic as opposed to analytic. The latter starts from individual case and
derives a notion thereof. The former develops universals or definitions out of
these analytics and proceeds from there to deduce the truth. Thus for Hegel it
appears it is Spinoza's method that is faulty although he discovers a great
many speculative truths. This move on behalf of Hegel disguises a disagreement
that is not a methodological but ontological. Spinoza never makes the reduction
of thought to being and in fact attempts to preserve their distinction whereby
ideas are adequate but not morphologically identical to their objects. It is
precisely because Spinoza sees the limitations of the intellect in giving an
account of all of the manifestations of this absolute totality, that he
refrains from turning the dialectical movement of thought itself into the
highest expression of being. This is also the reason why, when philosophers in
the 1960’s sought to renew materialist philosophy in the critique of Hegelian
Marxism, they sought out in Spinoza the ‘primacy’ of the body and the secondary
nature of thought. However Deleuze appeared to oppose this move and focus on
how the body elucidated rather than determined the function of thought.
Clearly to argue that the
Hegelian system was a set of increasingly complex formation that were
totalities as part of the circle in the sense of a historically actualised
development which has temporal unities, is to lend the system a favourable
flavour for Marxian discourse. However here, the usual confrontation with Marx
will be temporarily sidestepped. Spinoza cannot reply to Hegel but modern
Spinozists can be turned to in order to work out something of a reply.
The Revival of Spinoza and the critique of Hegel
Not only for Hegel, but also for
Moses Hess who was an early collaborator of Marx, Spinozian philosophy, through
its attempt at a unity of spirit and nature (or in our chosen idiom;
subjectivity and totality), represented the inauguration of the modern age. Today,
one could say that, in so far as it can be defined by the ‘war on totality’,
one of the inaugurating moments of the postmodern was the rehabilitation of
Spinoza in the critique of the Hegelian Marx. The theoretical stakes that
underpinned this debate had of course a much longer history, but in the fervent
political environment of the 1960’s these different currents came into direct
confrontation. One characteristic modern reading of Spinoza is that he provides
an early modern account of the subject and object identity that was to
characterise Lukács’ political epistemological interventions in the early 1920’s.[86]
However more recent work on Spinoza and Spinozism questions whether it is
reducible to that kind of identity.
There is a mocking tone to
the manner in which Perry Anderson, in his Considerations
on Western Marxism, portrays the Althusserian turn to the reading of
Spinoza in order to shed philosophical light on Marx. Anderson is right in many
respects in so far as he describes the tendency in western Marxism to orientate
itself to drawing out of Marx the basis for an embracing method of social
inquiry.[87] However in
the attempt to trash this connection he highlights several correspondences
between the analysis in Reading Capital
and Spinoza’s Ethics, most notably
the all too important distinction between the idea and the ideatum.
Anderson is too readily dismissive of those attempts to take full heed of their
significance[88] in the
subsequent proliferation of positive attempts to draw on Spinoza in order to
develop a materialism of knowledge and the body.
Whether it is discovering an,
‘ontology of pure affirmation’ (Negri) or system of irreducible difference (Deleuze), what typifies the post-war French intellectual engagement with
Spinoza is an involved system of ‘reading’. This is an affective reading,[89]
or a symptomatic reading, including Macherey’s to ‘think in’ or ‘to think with’
or as Deleuze says, to be ’in the middle’ of Spinoza’s thought.[90]
This should be contrasted with the more analytic reconstructive approach
typified by Bennet’s A study in Spinoza’s
Ethics.[91] The revival
of Spinoza in the France of the 1960’s was for one of its instigators the
particular ‘actuality’ of his thought.[92]
Moreover for Negri, Spinoza’s philosophy is an ‘absent centre’ of the canonical
western philosophical tradition, representing a powerful but repressed critique
of modernity. There are clear differences between the reading of Spinoza in
Germany which, as Kolakowski has noted, drew on Spinoza for ‘the motif of the
whole and the part, [and] hope for ultimate reconciliation with the absolute
through the mystical renunciation of individual affirmation” and the French
reception. This latter is said to fortify ‘the threads of republican free
thought, generalizes the slogans of liberty, [and] repeats with satisfaction
the sallies against the clergy and the church.”[93]
Although it is right to demonstrate that the French treatment of Spinoza was
more political, this was not at the expense of a philosophical conception, but
rather became something of a rejuvenation of the materialist totality in
theorists who explicitly attempted to divorce Hegel from Marx.
Althusser’s early critique of
Hegel did not explicitly draw on Spinoza, in fact in the immediate post-war
period Althusser was for all intents and purposes a Hegelian, although he was
strongly critical of the one-sided French subjectivist treatment of Hegel. This
French communist intellectual’s critique of Hegel is best known from the essays
collected in For Marx. Within the
space of a few years, and on the basis of his earlier analysis of Hegel as both
a subjective and objective idealist, Althusser developed a powerful criticism
of Hegel that would by the time of the ‘Return
to Hegel’ essay, and following Della Volpe and Colletti, state the
‘irreconcilable theoretical distinction between Hegel and Marx.’[94]
Althusser’s criticism of the
simple totality takes the form of an attack on the idealist dialectic and its
confusion with the method of Marx. The meaning of the dialectical inversion,
the change in substance that becomes the content of totalising forces, is so
different in its nature that dialectic itself cannot be revised without
substantive modifications in its total form. Althusser argues that because the
essence of the movement in the Hegelian dialectic is that of the Idea, a simple
inversion of the dialectic, in terms of the common understanding where the
dialectic in Marx’s hands is simply placed right side up, could not be achieved
without revising its entire content and structure. In fact this notion that the
form of the dialectic is correct and only its content in Hegel is corrupted
belongs to the Feuerbachian period of Marx’s thought where man’s historical
essence still has the structure of a religious metaphysics. It conformed to a
simple identity at the level of being, and in fact modelled man on the basis of
man’s own ideal projections of himself. Rather than falling for the
historically embodied Lukácsian variant of the unity of thought and being,
Althusser attempts to show that this reduction at every point in the Hegelian
dialectic renders the formal and dynamic element of his philosophy that
generates complexity to a simple inner principle that can not be sustained
within a Marxian conception of history.
“The simplicity
of the Hegelian contradiction is made possible only by the simplicity of the
internal principle that constitutes the essence of any historical period.”[95]
Real problems start when
trying to maintain this union of subjectivity, historicity and objectivism at
the level of ideas. Indeed it would be a mistake to see these elements as
unproblematic in the form Hegel gave to them, let alone as forms that are the
shape of the activity of real individuals. In Hegel’s case for instance, to
think historically became a closure on history. Because of his need to demonstrate
actuality as a speculative unity (as reconciliation of something with itself)
the sequence of historical development, known a posteriori cancels out the
possibility of its own overcoming of its age, because actuality needs to be
exhibited as a result, and thus ends up in a closed totality. In the attempt at
a creation of an orthodox humanist canon Marx’s role in the narrative of
western Marxism is seen in terms of being the next stage, the next level of
development or even the sublated result of Hegel’s achievements. Structuralism
carries an implicit challenge to the attempt to chart history through the lens
of great thinkers, despite the continuance of this practice in contemporary
academic institutions. The analysis of materialist dialectics renders
impossible any uncomplicated substitution of materialist history with its
idealist representation. As such totality must have a different ontological
ground in its materialist conception the very nature of which makes simple
substitutions and inversions theoretically untenable. Ultimately it is on the
nature of subjectivity that the question of totality rests. For this reason,
Martin Jay is right to draw out the similarities between elements of the
Frankfurt School, notably Horkheimer and Adorno who questioned the universalism
of the subject and Bourgeois conceptions of man in contrast to the more
humanist Marxism of Erich Fromm and Herbert Marcuse, with the various positions
discussed here that offer a critique of identity through a critique of totality.[96]
As will be
elaborated in more depth later, because of the reasons that Althusser outlines,
the thought totality that expresses the inner dynamics of capital (in so far as
its method resembles that of the Hegelian dialectic) cannot be a historical one
too. This is because the beginning of the Hegelian dialectic is simultaneously
the ‘real’ beginning of historical development, or of the subject’s journey
through self- consciousness. In Hegel the form and content move to a
fundamental synthesis, which is simultaneously their real development.
“There is no
assignable Origin in Hegel, but that is because the whole process which is
fulfilled in the final totality, is indefinitely, in all the moments which
anticipate its end, its own Origin. There is no subject in Hegel, but that is
because the becoming-Subject of substance, as an accomplished process of the
negation of the negation, is the Subject of the process itself.”[97]
In materialism such a
formulation is impossible and in introducing Das Kapital, Marx makes this very point, and in fact exaggerates it
– the order of the categories is opposite
to the order of their historical development. For Althusser this means that in
Marx’s study of capital the concretely complex object is always, ontologically presupposed in its totality. Again
Spinoza comes directly into service here where in Althusser’s reading social
complexity represents a whole wherein effects are not outside of the structure
but the elementary basis of its interiority. Althusser’s problem however is
again his attempt at fidelity to Marx that leads him to a radical
anti-historicism, whereas in fact Marx’s own approach to the possibility of
presenting capital vacillated from historical to logical methods and their
combination and was never fully resolved. In fact Althusser’s attempt at
fidelity to Marx ultimately results in misrepresenting him, and denying him his
chosen frame of reference, and despite this, it generates a highly important
break with Marx, a break that Althusser was himself unable to make.[98]
It is only at the level of
consciousness, or more accurately the idealist attempt at reconciliation of
consciousness with being that man’s history could be viewed in a circular way
as both a historical and logical development. Far from showing their unity, the
work of Marx shows the irreconcilable division between the real concrete life
of men and the thought conceptions that are constructed in practical
theoretical activity to account for them. In fact Hegel’s importance in Marx is
reduced to:
“The feeling for
and practice in abstraction that is indispensable to the constitution of any
scientific theory, the feeling for and practice in theoretical synthesis and
the logic of a process for which the Hegelian dialectic gave him a ‘pure’
abstract model.”[99]
Martin Jay argues that within
three years of the publication of For
Marx, Althusser had already changed his position. According to Jay, in
‘Marx’s relation to Hegel’, published in Essays
in Self-criticism, Althusser began to believe that Hegel had surpassed
Spinoza in his appreciation of the complexity of contradiction. However Althusser
makes the revision that the totality that belongs properly to Hegel’s thought
and the ‘whole’ should be given over to Marx. Jay goes on to say that because
Althusser privileged class struggle, this was in itself a return to an
expressive totality.[100]
In fact however, it seems that Althusser became increasingly interested in
Spinoza in the last decade of his life.[101]
Yet it is less a matter of the content of the whole that Althusser’s work
informs, and rather the process of the reading of Spinoza’s affects in the
immediate responses of his critics. On the other hand, this latter has tended,
in the writings of the New Spinozists of Macherey, Montag and Norris, to be
treated in terms of the deconstruction of the body of the text rather than in
the politics of refusal and ‘constituent power’ which is Negri’s real muscle
when it comes to these new modes of theorisation.
An example of the new
theorisation of power in the Spinoza is found in rejuvenation of his notion of conatus where beings preserve themselves
in their being and seek to maximise their power. This is a feature of all
nature and of all beings, that stems from the notion of God as the cause of all
things, rather than being just another theory of possessive individualism.[102]
Rather than a notion of divided and antagonistic individuals this is a theory
of the uniqueness of singularities. It is not a new stand off between the ego
and civilisation but rather points to a different type of subjectivity that
creates itself in combination with and resistance to other powers. Materialist
totalities where the ‘whole and parts [have] love for one another’, can be read
as more than an expressive totality, one that inches away from a philosophy of
origins and opens onto an aleatory, de-centred totality. In Spinoza’s
conception of God as the cause of all things there is an assumption of absolute
substance and material totality and as has been shown the presence of
‘irreducible singularities’ as the premise of the whole system. In this
conception of the immanent cause there is understood to be nothing that lies
outside of the totality. In sharp contrast to Kojève, who
regarded Spinoza’s ontology as a closed totality, the proximate generation
would begin to see within it an affirmation of the immanent demands of desire
and freedom within popular democratic power; opposed to fixed limits and
hierarchies.
If Spinoza’s response to
Hegel is voiced through the political Spinozism of Negri and Hardt, it demands
the totality as the field of possibility and the open radical and disobedient
construction of the ‘democratic absolute’:
“The names of
things that it indicates are common, ontologically grounded and moved by
passions. It is rigorously anti-transcendental and anti-teleological: the
totality it constructs is open, as open as the world of possibility, the world
of potential. Critique, thus, functions within it as an arm of the practical
deconstruction of the enemy totality and the articulation of a project in the
desire of liberation.”[103]
This answers somewhat how
Deleuze, who is often treated as one of the paradigmatic thinkers of
anti-totality, can find so much of power in Spinoza. For Deleuze, there are two
readings of Spinoza, the scholarly systematic totality and the affective,
“without an idea of the whole’ which the layman or philosopher alike can
perceive in a flash, ‘a kinetic determination, and impulse’ and fundamental
insights that assume the form of a passion. As Kolakowski, explains the French
reading of Spinoza was inherently more political. In the work of Deleuze and
Negri there is a return to the interconnection of politics and ontology that
attempts to sidestep the whole idealist framework that has formed such a strong
element in the western humanist philosophical canon.
Although they share important
differences, the popular revival of Spinoza and explosive reception of Deleuze
seem at first to represent a return to the analytic, mechanical atomism that
characterises non- totalistic empiricist philosophy. And yet crucially it does
not collapse into the ideological individualism so intrinsic to liberal
thought. The opposition to totality in Deleuze is for an empiricism that for
him is identical with pluralism, which is thinking about ‘multiplicity’. This
is suggestive that the totality has become a constraint on the complex and the
different. This repeats in affect Brunschvicg’s criticism of Hegel that he
seeks an irrational unity. The real opposition is to a priori standards of the
ordering of information. That is to say, here totality is political, because
the totality is the management of the multiplicity, whereas in Deleuze the
multiple, the rhizomes, the subterranean growth are all ontologically primary.[104]
What for Sartre was the degenerate scholastic totality that defiled the
original revolutionary import of the concept, has with the Deleuzian generation
become automatically associated with a kind of imposition, the fixity of the
transcendental and arboreal structures of order that traverse mind and body
alike.
This does not signal a simple
return to the Cartesian type of totality, where atomistic disassociated
elements are only brought together by an act of the imagination.[105]
Here the whole is a micro-foundationalist assemblage of individual parts. And yet it denies the
affectivity of the whole over the parts, or the reducibility of the parts to
the whole, as Deleuze promotes a philosophy of constant change and absolute
becoming. The difference between Deleuze and say Thomas Hobbes, a thinker whose
ontology of human life is directly linked to the alienation of political right
to a sovereign power, and where the state of nature represents an atomistic
idea of human life, and the political contract is at once the abstract, ideal,
and imaginary basis of social solidarity is that the latter sought a practical
political resolution in the unitary and totalitarian power of the one. Opposed
to this Deleuze argues for a view of life that sees recognises the expansion of
being in innumerable spaces of becoming particular. By simply not believing in
the necessity of a sovereign resolution, Deleuze displaces the problematic from
one of totality towards the particular.
Organization, subject, plan,
form and development are the consequences of the transcendent when counterposed
to the immanent; the immanent is the plan of composition referring to speed, of
infinite particles, an anonymous force, dynamism, motion and rest.[106]
Now although it is not expressed in these terms, this is the result of a manner
of totalistic thinking about the nature of things. For it is not actually from
single bodies that Deleuze derives the nature of the body; it is from the whole
gamut of being and affect. The implicit presence of the whole of being that
informs the idea of the power of single beings. Of course the totality never
expresses itself as the completed system, it has no independence from its
parts, it does not coexist with them nor exist about them, in short the
totality has no positive affectivity of its own – it is just the mental
operation of the totality that sutures a sovereign element to the overall
combination. Yet it remains a holism as it is concerned with composition, with
the manner in which things interconnect, and the extent of their power to enhance
or destroy one another. A truly atomistic philosophy could not privilege these
interconnections in the manner that Deleuze does. Thinking holistically about
substance is a fundamental characteristic of Spinoza’s thought, and Deleuze’s
positive commentary upon it picks up the deeper resonance of this attitude. So
the hostility of Deleuze to total schemas of demarcation needs to be understood
not as reaction to totality itself, but as a reaction to reductions of
totality, particularly reductions to subject or development.
Spinoza’s ontology is an
incredibly positive one, in Negri’s words ‘pure affirmation’. His thinking is
materialist because it looks at the body and affect. It sees combination and
assemblage simultaneously philosophically and politically. It unites idea and
power and makes them coextensive.[107]
The determinations and
affectations that arise out of conatus, this striving to self- preservation,
are movements of combination and dismemberment that tend to either greater or
lesser perfection. Life is understood then as the movement of the potency of
the totality – in the ‘purely transitive’ consciousness of this, there is no
implicit totalisation as each is equally thought of as producing a de-totalisation or differentiation.[108]
Deleuze quotes a Spinozistic Nietzsche for whom consciousness is the inferior
moment of the subordination of a whole into a ‘superior whole’, a reality
external to the ego: “consciousness is born in relation to a being of which we
could be a function: it is the means by which we incorporate into that being.’[109]
So here it is consciousness as the realm of semblance, identity and
incorporation, again the plan of development characteristic of transcendent
reason, that is under attack. Deleuze privileges those aspects of the mind not
known to it where consciousness insistently appears as a form of subsumption of
one whole to a greater one, a sacrifice to a greater cause. The Deleuzian reading of Spinoza is strongly orientated against
the Hegelian dialectics of identity and non-identity. When Deleuze provokes the
question ‘is repetition possible’ in one of his most rigorous academic
productions, he is not simply repeating the anguish of Constantin Constantius, but seeking to ground explanation and
expression outside of totality in so far as totality is only the division
within a simple unity, i.e. constrained to have dynamics only out of
contradiction between identity and non-identity. Counterpoised to negative
identity are the categories of difference and repetition. In the book of the
same name, repetition is outlined as the force of recreating a previous form,
appropriating - or itself appropriated
- the novel constitutive force of difference that gave such expression a
transitive force in the first place. Repetition is an un-representable form of
non-conceptual conduct: one that
disturbs the order of the same, and is more fundamental than the restrictive
and finite dimensions of identity that uncover objects by placing them, despite
their distinction, into categories of identity. As Colebrook describes it, the
only thing that can be repeated is difference itself.[110]
Deleuze’s influences here, in respect to the explicit challenge to Hegel that
this thought invokes are a Spinozistic Nietzsche and a Kierkegaard, both of
whom though different, oppose difference and repetition to the conceptual
development of Hegel. Here Deleuze’s criticism of Hegel goes beyond Adorno’s
positive appropriation of Hegel as a thinker of non-identity i.e. that the
negation is the constitutive moment and is thus a stronger principle of the
system than they points of dialectical synthesis. What Deleuze appears to
object to is Hegel’s project itself, rather than any one moment of its
progress.[111]
If a repetition is possible
it would have to be an identical reoccurrence or reproduction, but if it is the
same thing - completely identical - in what sense could it be a repetition, as
where we had one we now have two. The talk of repetition and difference is an
attempt to get away from this structuring of difference into oppositions that
the dialectics of the same and other reproduce, hence the insistence on
irreducible difference. Whilst difference rather than sameness is the key to
Hegelian philosophy, it cannot be advanced in these terms without recourse to
identity that has been analysed as the necessary formal coherence of the
dialectic. Recovering the alternative in repetition has a deep mythological
aesthetic resonance. In fact in an number of places in Difference and Repetition where Deleuze talks of Aristotle and Hegel,
as philosophers of difference (similar to Adorno's insistence on non-identity)
that only entertain conceptual difference but have no concept of difference,
difference becomes ensconced in this conceptual blockage of identity and this
'false movement of the abstract' which obscures repetition from view. Deleuze
wants to find a concept of difference that has its own singularity at the level
of ideas. That he finds this in repetition marvellously re-invokes the negative
– the repetition of negativity – because although it aspires to talk of reality
without reduction to similitude, and however much it aspires to be autonomous
from that discourse, it involves a deconstructive and critical effect. It is
generated in counter-position, inevitably sutured to the world it aims to
displace. In order to escape some of these aporia Deleuze argues that what is
repeated is difference. In repetition we produce something different, a
singularity - this reproduction of difference is what is repeated, it is just
that we can't know it: repetition repeats itself by disguising itself. This
must be brought to bear on the question of the un-nameable and the desire for
totality evident in Lukács, later in Debord, and holistic humanist Marxism in
general. Through Spinoza, Deleuze offers ways to subvert the nostalgic longing
for original unity and critique of separation from the perspective of a utopian
future unity. The dialectic of negative decomposition and fragmentation is
challenged by a system of the positive emanation of difference conceived
outside of a framework forming a tyranny of the ‘same’. In short has simple
contradiction been banished from totality or does complex being render totality
impossible?
Whilst Martin Jay jibes that
Spinoza’s statements may not be the basis of a science of materialism, it is
perhaps more astonishing that many Marxists have believed the latter to be
found in idealism. What Althusser
reads into Spinoza at the level of the ordering of knowledge is otherwise read
more by others in political terms of the power of the body; his theorisation of
power, the untapped possibilities of the body, of appetites and passions that
all have cause, self cause of conatus. What Althusser does with Spinoza at the
level of the order of knowledge is try and attribute the same force and
affectivity at the level of the concept that is later more readily attributed
to the body. However the return to Spinoza’s materialist and substantialist
theorisation is powerfully suggestive of a way to see forms of inter-subjective
combination and association in the time of complete subsumption of capital.
This cannot be quite understood without developing how post-modern political
theories have drawn on Spinoza, this will be postponed, until it has been shown
how the formal substantialist treatment of totality in the work of Althusser exhausts the scientific value of the
idea of totality.
Any one of a number of
approaches could exhibit the importance of the use of the category of totality
in Marx’s work, but also the varied meanings with which it is employed in his
work. Mostly the totality refers to the synthetic function of thought that
draws together disparate or separated elements of social life, and insists on
viewing them first in isolation and then in combination. Hence for Marx
totality as a scientific process first involves a ‘violence’ of abstraction.
However as the following exhibits, for Marx social relations under capitalism
exist not simply as an aggregate of what is in terms of identity, but as an
overall process wherein conflict is increasingly interior to the total social
form.
"The
relations of production in their totality constitute what is called the social
relations, society.... Capital is a social relation of production. It is a
bourgeois relation of production, a relation of production of bourgeois
society."[112]
In one of Engels’s later
works written three years after Marx’s death he returns to reconsider the
German metaphysical tradition. In this text he introduces one of the
fundamental ambiguities that was to confound Marxian political epistemology for
a century to come. Here historical development, seen as a Hegelian process of
continuous becoming, is seen as development from the simple to the complex,
from lower to higher stages of development. He sutures this process to one of
the knowledge of social formations; there is no question that historical
materialism is seen as a critical embellishment of Hegelian doctrines of
historical progression, and ultimately the identity of thinking with being.[113]
The more ‘ruthlessly and disinterestedly science proceeds’ the more it ‘finds
itself in harmony with the interests and aspirations of the workers.’[114]
He returns in effect to the ‘profane history’ of man as the history of the
productive forces and economic forms, the Marx of 1846.[115]
As will be demonstrated in
Chapter Two, this connection seriously confounds the understanding of the notion
of the totality in Das Kapital.
Although the impact of Althusser’s point has suffered from trying to locate an
exact break in Marx’s thought, he is correct to draw a distinction between the
humanism of Marx’s early works and his later systematic and more structuralist
work on the critique of political economy. Elements of humanism are evident
throughout Marx’s writings, something that Althusser’s critique ultimately
recognises and there is a consistency to his political goals of human
emancipation. However in Marx’s scientific work, there is a lot of evidence to
suggest that this political orientation is pushed to the background, did not have
an explanatory power and would conflict in intellectual terms with the adoption
of what Marx calls the ‘social point of view.’ Althusser, who returns to the
text and to the politics of reading Marx,
develops the somewhat counter-intuitive posture that Marx’s later work
represents a ‘theoretical anti-humanism’. In the early works and the works of
the so-called epistemological break, Marx is a humanist because his materialism
remains negatively configured against idealism. In the Economic and Philosophical Manuscripts, Marx’s humanism shows all
the trappings of the Hegelian utopian longing for the unity of thought and
being in calling for ‘complete return of man to
himself as a social (i.e. human) being — a return accomplished consciously and
embracing the entire wealth of previous development’. However, in the German Ideology he makes the claim that
the premise of materialism is ‘real individuals’, and something of a separation
is drawn between the previously conceived identity between the social and the human.[116]
The problem is that real individuals cannot be abstracted in the imagination;
this abstraction would have to take the form of society, or social form.[117]
The materialist method cannot start from man, but from a given social
epoch. Thus whilst idealism is the
principle combatant, in Marx at least, materialism takes this humanist form.[118]
However when he begins to develop an interior critique of the scientific
consciousness that prevailed in contemporary society a new continent of meaning
begins to be configured. Althusser’s symptomatic reading of Marx that first
gave these claims some coherence and explanation has perhaps inevitably been
received badly by modern proponents of a humanist Marxism.
With a few exceptions the
work of Althusser has been largely misunderstood or misappropriated in England.
Characteristic of the humanist reaction to Althusser, the bilious historian E.P. Thompson finds in Althusser an ‘inexorable structuralism.’[119]
In English usage ‘structure’ refers to something like the ‘girders of a
building’ whereas in French structuralism it does not refer to a visible and
present form of ordering of things. In fact structuralism is based on the idea
that words and concepts do not represent or reflect reality in a non- mediated
way, but rather refer to a given body of meaning in a ‘community of speakers’.
In Sausserian linguistics for instance, it refers to the absent totality, to
all of the over-determined elements of speech, grammar syntax, and all the
rules, from which a particular sentence can be interpreted and given meaning.[120]
Whereas structuralism is often charged with formalism it rather sees itself as
an attempt to take all factors into account, and not just those elements
visible to ordinary perception. It transpires out of the desire of totality to
name or capture the non-represented. Of course Althusser did not describe
himself as a structuralist, even though he appears to use the term structure in
the sense given above.
“Effects are not
outside the structure, are not a pre-existing object, element or space in which
the structure arrives to imprint its mark; on the contrary, the structure is
immanent in its effects, a cause immanent in its effects in the Spinozist sense
of the term, that the whole existence of the structure consists in its effects,
in short that the structure which is merely a specific combination of its
peculiar elements, is nothing outside of its effects.”[121]
This presents a different
perception of structuralism from the one we have come to expect, even in some
supposedly Althusserian accounts. It was this invocation of Spinoza into the
equation that invokes a very new form of theorising the totality that attempts
to evade the aporia of negative reasoning. Althusser uses Spinoza to support a
materialist metaphysics that is based on a theoretically anti-humanist and
non-positivist conception of science. This does not just involve the notion of
the distinction between thought concrete and real concrete, but also that the
normal categories of reflection, ‘time bound or localised perception of cause
and effect’ are different from the order of a priori truth, and belong to
knowledge of the imagination, i.e. ideology.[122]
This suggests a critique of history as a kind of resemblance within this realm,
but also a positive rationalist conception of knowledge that believes that the
truth, the eternal order of logical relations, can be captured by the knowing
mind.[123] So there
is a deep connection between the structuralist critique of the ordinary
perception of things and Althusser’s notion of ideology; with Spinoza’s
critique of ‘knowledge of the imagination’, and the way things are presented to
the senses in non- scientific observation/ appearances.[124]
Althusser argues that we cannot be outside ideology, but science is the outside
of ideology within ideology. But in neither Spinoza nor Althusser, is ideology
reduced to false consciousness.[125]
In Spinoza it has sub specie durationis
– a temporally valid truth, but partial and lacking in adequate ideas. For our
purposes anti-simple totality is not about denying its reality but identifying
its prima facie semblance of things. So the concrete totality involves or
rather presupposes a deconstruction of simple unities.
In Hegel ou Spinoza, Pierre Macherey argues that Hegelian idealism
rests on a providential logic where the result is already known. Materialist
dialectic does not foreclose the future and sees it open- ended, although how
this works with the Spinozian critique of free will is not clear. For Macherey,
Spinoza sees the limits of a both types of dialectics. It is suggests that the ‘godliness’
of Spinoza can be translated into a form of ideology critique. Despite Spinoza’s apparent religiosity he
does much to attack the transcendental idea of God. Whenever Spinoza speaks of
‘God’ he also mentions ‘nature’, in so far as they refer to all of being, they
are more or less the same thing. Indeed even in his examination of the
contradictions in scripture and the politics of its interpretation in the Theological-Political Treatise, Spinoza
insists on internal critique.[126]
Scripture must be understood by scripture alone, through its own history, not
through a cause behind or above it. Hence the attempt at the reading and
rendering intelligible of the written word, separates out – as science does when
it studies nature – the common and universal elements to form a foundation from
which to advance to the more particular, incidental and localised. By bringing
a ‘natural reason’ to bear on Scripture, Spinoza upset all religious authority
that professed a ‘supernatural’ faculty was necessary to divine the truth of
Scripture.
Although there are parallels
between Spinoza’s critique of organised religion and Marx’s atheism, rather it
is this notion of reading that takes us, albeit somewhat awkwardly, to the way
in which the Althusserian circle began to approach Marx.
Here Althusser claims, once
more counter- intuitively that the concept of history without a subject is ‘the
basis of all the analyses in Capital.’[127]
Crucially however, this is a conception of interiority that is sutured to the
immanent force of critique as opposed to the immanent positing of the self in
consciousness that was seen in Fichte and Hegel. Spinoza was crucial to this
enterprise, and Althusser claimed that in this theorisation his group took a
detour through Spinoza in the same way that Marx took a detour through Hegel.
This produced the somewhat ridiculous (because it is so opposed to fact) but
equally instructive position that Marx’s only direct philosophical ancestor was
Spinoza himself.[128]
This view was not without some precedent in Marx’s own early comments on Hegel.
“In Hegel there
are three elements, Spinoza’s substance, Fichte’s self consciousness and
Hegel’s necessary antagonistic unity of the two, the Absolute spirit. The first
element is metaphysically disguised nature separated from man, the second is
metaphysically disguised spirit separated from nature; the third is the
metaphysically disguised unity of both, real man and the real human species.”[129]